eqhNew York, NY
Senior Investment Compliance Analyst (Hybrid) – 1940 Act Funds
Senior Investment Compliance Analyst (Hybrid) – 1940 Act Funds
Senior Investment Compliance Analyst (Hybrid) – 1940 Act Funds
eqhNew York, NY
today
Portfolio Management and Investment AdviceMiscellaneous Financial Investment ActivitiesInvestment Banking and Securities Intermediation
Apply for this role (opens in a new tab)Equitable in New York is seeking a Senior Investment Compliance Analyst to join our Investment Management Portfolio Compliance team. The role focuses on monitoring and implementing compliance for 1940 Act funds within a hybrid work model in New York, NY.
You will support fund launches, ongoing fund compliance, testing, and regulatory filings while collaborating with internal stakeholders and external partners to uphold the highest standards of securities laws and fund governance.
Also on the board Same function, level within a rung
Level
Senior
Location
New York, NY
Occupation
Compliance Managers
Industry
Portfolio Management and Investment Advice
Posted
today