icapitalNew York, NY
ETF & 1940 Act Compliance AVP — Funds
ETF & 1940 Act Compliance AVP — Funds
ETF & 1940 Act Compliance AVP — Funds
icapitalNew York, NY
today
Portfolio Management and Investment AdviceInvestment Banking and Securities IntermediationMiscellaneous Financial Investment Activities
Apply for this role (opens in a new tab)iCapital is hiring an ETF and 1940 Act Registered Funds Compliance Officer at a senior Associate Vice President level in New York. You will support compliance programs for SEC-registered advisers and funds, monitoring regulatory developments and ensuring governance across ETF and registered funds products.
The role emphasizes collaboration across functions, post-trade monitoring, and third-party reviews, with a competitive compensation package and benefits.
Also on the board Same function, level within a rung
Level
Senior
Location
New York, NY
Occupation
Compliance Managers
Industry
Portfolio Management and Investment Advice
Posted
today