Job Description: Establish the holding company level risk governance according to CFTC/NFA and FINRA Regulations Monitor compliance under the Volcker Rule Conduct reviews and analysis of the firms Risk Tolerance, Appetite and Limits Framework Professional Experience 5+ years of experience working in risk governance, tolerance, appetite or limits team within an investment bank or broker-dealer Strong knowledge of derivatives, particularly with FX and interest rate products Knowledge of Dodd-Frank, the Volcker Rule and Swap Dealer regulatory requirements Professional experience working with VBA

Also on the board Same function, level within a rung

Level

Manager

Location

New York, NY

Occupation

Financial Risk Specialists

Industry

Investment Banking and Securities Intermediation

Posted

2 days ago

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