Hybrid Chief Compliance Officer - FinReg Leader (Remote)
Hybrid Chief Compliance Officer - FinReg Leader (Remote)
caldwell sutter capitalSausalito, CA
yesterday
$175,000 per year
Miscellaneous IntermediationInvestment Banking and Securities IntermediationMiscellaneous Financial Investment Activities
Apply for this role →A growing financial services firm is seeking a Chief Compliance Officer in Sausalito, CA, to oversee compliance with SEC and FINRA regulations. The ideal candidate will have 5-15+ years of experience and must possess necessary FINRA licenses. This role balances strategic leadership with hands-on execution, offering a competitive compensation package of $175,000 – $325,000+, including benefits. Flexible work arrangements may be available for qualified candidates.
Also on the board Same function, level within a rung
Level
Director
Salary
$175,000 per year
Location
Sausalito, CA
Occupation
Compliance Managers
Industry
Miscellaneous Intermediation
Posted
yesterday