gac solutionsGlens Falls, NY
Regulatory Risk Compliance Specialist
Regulatory Risk Compliance Specialist
Regulatory Risk Compliance Specialist
gac solutionsGlens Falls, NY
2 days ago
Commercial BankingSavings Institutions and Other Depository Credit IntermediationInvestment Banking and Securities Intermediation
Apply for this role (opens in a new tab)Key Responsibilities:
Develop and implement compliance plans based on business risks.
Conduct compliance testing and risk assessments.
Define and monitor Key Risk Indicators (KRIs).
Prepare quarterly compliance reports.
Manage regulatory compliance policies and governance.
Review and confirm whether U.S. regulations, including SEC, CFTC, BSA/AML, and OFAC, apply to the bank’s European operations.
Ensure compliance with U.S. regulations that may apply to overseas operations.
Key Skills Required:
- Regulatory Compliance
- Risk Assessment and Compliance Testing
- SEC and CFTC Regulations
- BSA/AML and OFAC Compliance
- Key Risk Indicators (KRIs)
- Compliance Reporting and Governance
- U.S. Extraterritorial Regulations
Also on the board Same function, level within a rung
Level
Senior
Location
Glens Falls, NY
Occupation
Compliance Managers
Industry
Commercial Banking
Posted
2 days ago