robert w baird companySouth Milwaukee, WI
Senior Compliance Officer - Institutional Fixed Income
Senior Compliance Officer - Institutional Fixed Income
Senior Compliance Officer - Institutional Fixed Income
robert w baird companySouth Milwaukee, WI
3 days ago
Investment Banking and Securities IntermediationMiscellaneous IntermediationSecurities and Commodity Exchanges
Apply for this role (opens in a new tab)Lead the development, implementation, and ongoing enhancement of policies and procedures, while providing expert regulatory guidance to ensure alignment with SEC, FINRA, and MSRB requirements. This position offers broad exposure across institutional Compliance Officer, Officer, Compliance, Senior, Regulatory, Business, Business Services
Also on the board Same function, level within a rung
Level
Lead
Location
South Milwaukee, WI
Occupation
Compliance Officers
Industry
Investment Banking and Securities Intermediation
Posted
3 days ago