Securities Attorney

Securities Attorney RoleIn this role as a Securities Attorney, you will serve in the TCR Review and Bank Secrecy Act Groups, and will primarily be responsible for some or all the following: Analyzing TCRs, SARs, and other case leads and information sources to determine and identify credible allegations of potential securities law violations and the applicable regulation or law allegedly violated. Performing in-depth research of subjects, claims, and events, and collecting, compiling, organizing, and analyzing related data and information from a variety of internal and external sources and databases for use in the development and assessment of leads. Preparing written analyses and findings, applying law to facts and evidence, and making recommendations regarding the further consideration, assignment, and disposition of TCRs, SARs, and other leads. Coordinating with staff in the Division of Enforcement, the Division Corporation Finance, and other SEC offices and divisions regarding the consideration, assignment, and disposition of TCRs, SARs, and other leads. Performing other duties as assigned.