Reporting directly to the SVP, Deputy Chief Compliance Officer, the VP, Compliance Manager will lead the design and daily responsibilities of the compliance program for Capital Partners, managing a range of legal, regulatory and compliance risks associated with third-party capital management in a SOX environment. The successful candidate will work closely with leaders within Capital Partners on both the business and functional sides to ensure appropriate structure, governance, and regulatory compliance of multiple adviser entities created to facilitate the ILS transactions. Although the role is primarily focused on Capital Partners, the Compliance Manager will also work across the global compliance & legal teams supporting various global compliance operations. The ability to drive collaboration and pro-actively communicate across multiple internal and external stakeholder groups, both functionally within Legal, Compliance & Risk, and with the business, will be key to success. This role presents the opportunity to engage deeply with a specific business line as well as develop broadly across multiple areas of compliance. The Compliance Manager role will be based in our midtown New York office and will be expected to travel occasionally.

Also on the board Same function, level within a rung

Level

Senior

Location

New York, NY

Occupation

Compliance Officers

Industry

Investment Banking and Securities Intermediation

Posted

yesterday

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