Chief Compliance Officer- $5+ Billion Private Equity Firm

Chief Compliance Officer- $5+ Billion Private Equity Firm

atlantic groupBrooklyn, NY

3 days ago

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$5+ Billion Growing Private Equity Firm Seeks a Chief Compliance Officer*Reporting to the General Counsel (GC)*Responsible for Daily Monitoring of Investment Compliance Requirements*Assist in Overseeing the Firm’s Compliance Program, Policies, and Procedures*Responsible for Review of Regulatory Conflicts Pertaining to Investments Made Under Investment Company Act/Advisers Act (1940)*Improve Internal Controls & Compliance Policies & Procedures*Work Closely with Trading & Portfolio Management*Review Marketing Materials*Manage Code of Ethics and Regulatory Compliance Manual*Assisting with the preparation of regulatory filings (Form ADV, Form PF)*Assist in Preparing and Conducting Internal Compliance Training*Compliance Reporting to Senior Management*Assist in Preparing for and Responding to any Regulatory Inquiries or Examinations*Assist in Building out the Compliance Team with the GCQualifications*8-12+ Years Investment Compliance Experience at Growing Private Equity Firm*JD*Strong Exposure to Private Equity SecondariesBase Salary 250k-275k + Strong Bonus. ~500k-550k all in. Phenomenal Opportunity to Step in as CCO at this $5+ Billion Growing Private Equity Firm. Excellent Benefits & Full Comprehensive Package. Hybrid Schedule.

Also on the board Same function, level within a rung

Level

Senior

Location

Brooklyn, NY

Occupation

Compliance Managers

Industry

Miscellaneous Financial Investment Activities

Posted

3 days ago

Apply for this role →