atlantic groupBrooklyn, NY
Chief Compliance Officer- $5+ Billion Private Equity Firm
Chief Compliance Officer- $5+ Billion Private Equity Firm
Chief Compliance Officer- $5+ Billion Private Equity Firm
atlantic groupBrooklyn, NY
3 days ago
Miscellaneous Financial Investment ActivitiesPortfolio Management and Investment AdviceTrust, Fiduciary, and Custody Activities
Apply for this role →$5+ Billion Growing Private Equity Firm Seeks a Chief Compliance Officer*Reporting to the General Counsel (GC)*Responsible for Daily Monitoring of Investment Compliance Requirements*Assist in Overseeing the Firm’s Compliance Program, Policies, and Procedures*Responsible for Review of Regulatory Conflicts Pertaining to Investments Made Under Investment Company Act/Advisers Act (1940)*Improve Internal Controls & Compliance Policies & Procedures*Work Closely with Trading & Portfolio Management*Review Marketing Materials*Manage Code of Ethics and Regulatory Compliance Manual*Assisting with the preparation of regulatory filings (Form ADV, Form PF)*Assist in Preparing and Conducting Internal Compliance Training*Compliance Reporting to Senior Management*Assist in Preparing for and Responding to any Regulatory Inquiries or Examinations*Assist in Building out the Compliance Team with the GCQualifications*8-12+ Years Investment Compliance Experience at Growing Private Equity Firm*JD*Strong Exposure to Private Equity SecondariesBase Salary 250k-275k + Strong Bonus. ~500k-550k all in. Phenomenal Opportunity to Step in as CCO at this $5+ Billion Growing Private Equity Firm. Excellent Benefits & Full Comprehensive Package. Hybrid Schedule.
Also on the board Same function, level within a rung
Level
Senior
Location
Brooklyn, NY
Occupation
Compliance Managers
Industry
Miscellaneous Financial Investment Activities
Posted
3 days ago