moomooJersey City, NJ
VP, Regulatory Finance & Reporting
VP, Regulatory Finance & Reporting
VP, Regulatory Finance & Reporting
moomooJersey City, NJ
2 days ago
Miscellaneous IntermediationRegulation, Licensing, and Inspection of Miscellaneous Commercial SectorsInvestment Banking and Securities Intermediation
Apply for this role (opens in a new tab)Futu US Inc. in Jersey City, NJ, seeks a VP, Regulatory Reporting to ensure SEC, FINRA, CFTC, NFA and state filings across affiliated U.S. entities. You will oversee the regulatory financial reporting framework, maintain internal controls, and support audits to safeguard regulatory standing.
You will partner with Finance, Compliance, Operations, and Technology to enhance processes, implement scalable reporting, and coordinate examinations. Office-based role with no remote work.
Also on the board Same function, level within a rung
Level
Senior
Location
Jersey City, NJ
Occupation
Compliance Managers
Industry
Miscellaneous Intermediation
Posted
2 days ago