Head of Trade Surveillance & Financial Crimes Compliance
Head of Trade Surveillance & Financial Crimes Compliance
futu holdingsDallas, TX
yesterday
Miscellaneous IntermediationFinancial Transactions Processing, Reserve, and Clearinghouse ActivitiesInvestment Banking and Securities Intermediation
Apply for this role →Futu US Inc. is seeking a Director of Trade Surveillance & Financial Crimes Compliance to lead and enhance our firm's surveillance and AML programs. The role oversees market abuse surveillance, KYC/CDD, transaction monitoring, regulatory reporting, and governance.
The successful candidate will partner with Compliance, Risk, Legal, Technology, and Operations to strengthen the compliance framework while supporting growth. Strong leadership and regulatory knowledge are essential.
Also on the board Same function, level within a rung
Level
Manager
Location
Dallas, TX
Occupation
Compliance Managers
Industry
Miscellaneous Intermediation
Posted
yesterday