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RQD Clearing is seeking a General Counsel to serve as the company's senior legal executive and trusted advisor to the CEO, Board, and leadership team. The role demands deep hands-on SEC and FINRA regulatory experience for broker-dealers, including carrying, clearing, and custody businesses, with involvement in commercial agreements, governance, financings, and risk management. This is a highly practical role requiring clear recommendations and collaboration with Compliance, Risk, Operations,

Also on the board Same function, level within a rung

Level

Senior

Location

New York, NY

Occupation

Lawyers

Industry

Investment Banking and Securities Intermediation

Posted

today

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