rqd clearingNew York, NY
Senior General Counsel – Fintech Clearing & Compliance (Equity)
Senior General Counsel – Fintech Clearing & Compliance (Equity)
Senior General Counsel – Fintech Clearing & Compliance (Equity)
rqd clearingNew York, NY
today
Investment Banking and Securities IntermediationMiscellaneous IntermediationFinancial Transactions Processing, Reserve, and Clearinghouse Activities
Apply for this role (opens in a new tab)RQD Clearing is seeking a General Counsel to serve as the company's senior legal executive and trusted advisor to the CEO, Board, and leadership team. The role demands deep hands-on SEC and FINRA regulatory experience for broker-dealers, including carrying, clearing, and custody businesses, with involvement in commercial agreements, governance, financings, and risk management. This is a highly practical role requiring clear recommendations and collaboration with Compliance, Risk, Operations,
Also on the board Same function, level within a rung
Level
Senior
Location
New York, NY
Occupation
Lawyers
Industry
Investment Banking and Securities Intermediation
Posted
today