bravotechDallas, TX
Compliance Officer
Compliance Officer
Compliance Officer
bravotechDallas, TX
3 days ago
Miscellaneous Financial Investment ActivitiesPortfolio Management and Investment AdviceInvestment Banking and Securities Intermediation
Apply for this role (opens in a new tab)Compliance Officer We are seeking a Compliance Officer to support both broker-dealer and Registered Investment Adviser compliance functions. This role will help maintain effective policies and procedures, support regulatory compliance efforts, conduc Compliance Officer, Compliance, Officer, Operations, Broker, Investment, Banking, Staffing
Also on the board Same function, level within a rung
Level
Senior
Location
Dallas, TX
Occupation
Compliance Officers
Industry
Miscellaneous Financial Investment Activities
Posted
3 days ago