drake associatesSouth Milwaukee, WI
Strategic Chief Compliance & Risk Leader
Strategic Chief Compliance & Risk Leader
Strategic Chief Compliance & Risk Leader
drake associatesSouth Milwaukee, WI
yesterday
Other Management Consulting ServicesAdministrative Management and General Management Consulting ServicesCorporate, Subsidiary, and Regional Managing Offices
Apply for this role →Drake & Associates, LLC seeks an experienced Chief Compliance Officer to lead the firm's compliance program as a hands-on expert and strategic partner. This senior role requires owning daily compliance activities, managing regulatory filings, audits, and risk assessments, and advising leadership on risk and growth opportunities. The CCO will develop policies, monitor advertising compliance, oversee licensing and disclosures, and deliver training to employees and advisors, partnering across the
Also on the board Same function, level within a rung
Level
Director
Location
South Milwaukee, WI
Occupation
Compliance Managers
Industry
Other Management Consulting Services
Posted
yesterday