finraNew York, NY
Enforcement Honors Associate — Regulatory Investigator
Enforcement Honors Associate — Regulatory Investigator
Enforcement Honors Associate — Regulatory Investigator
finraNew York, NY
2 days ago
Regulation, Licensing, and Inspection of Miscellaneous Commercial SectorsInvestment Banking and Securities IntermediationPortfolio Management and Investment Advice
Apply for this role →FINRA Enforcement Honors Associates participate in investigations and decisions on disciplinary actions. This entry‑level role works under senior Enforcement staff and develops lawyering skills in investigating, litigating and writing.
Requirements include a JD or LLM and strong communication, organizational, and analytical abilities. The program offers hybrid work expectations, with opportunities for training in securities law and leadership development.
Also on the board Same function, level within a rung
Level
Mid
Location
New York, NY
Occupation
Compliance Managers
Industry
Regulation, Licensing, and Inspection of Miscellaneous Commercial Sectors
Posted
2 days ago