Wealth Management Associate

JOB SUMMARY: The Wealth Management Associate is responsible for the investment operations of the firm utilizing Northwestern Mutual’s independent broker-dealer platform. This role involves hands-on execution of day-to-day operations, ensuring the efficiency of investment strategies, compliance, reporting, and client service. This role requires understanding of financial markets, investment products, operations within a broker-dealer framework, and the unique needs of our financial planning firm. ESSENTIAL ROLES & OUTCOMESPerform operations of the firm’s investment functions, ensuring the smooth processing of trades, portfolio rebalancing, and execution of client-directed investments platform, ensuring all systems are functioning efficiently and meet regulatory requirements. Manage the investment trade lifecycle, including order entry, trade settlement, trade reconciliations, and reporting. Ensure accurate and timely generation of client investment reports, performance reporting, and transaction confirmations. Maintain close and accurate records through the firm’s Client Relationship Management system.

LICENSING REQUIREMENTS: Life, Health, Annuities & Long-Term Care Insurance Licenses. SIE, Series 7 and 63.

COMPETENCIES: Integrity: Works ethically. Earns trust and maintains confidence. Organization & Planning: plans, organizes, schedules in an efficient/productive manner Follow Through: lives up to verbal and written agreements regardless of personal cost Intelligence: Learns quickly, demonstrates ability to quickly and proficiently understand and absorb new information Collaborative: comfortable working with others to achieve a common goal Flexibility: adjusts quickly to changing priorities and conditions Work Ethic: strong willingness to work hard and sometimes long hours to get job done right. High Standards: expects personal and team performance to be nothing short of the best Openness to ideas/criticism: solicits feedback and reacts calmly to constructive feedback Proactivity: acts without being told what to do. Brings new ideas to the company. Attention to Detail: does not let important details slip through the cracks. Analytical Skill: able to structure and process data and draw insightful conclusions. GROWTH PATHSuccess in this role opens the door to exciting opportunities for growth, including stepping into high-level client relationship opportunities. AWP HIRING EXPECTATIONSFull-Time Employment This is an in-office opportunity Investment Experience a must. 2+ years ideal.

Base Salary: $60-80k commensurate with experience Discretionary Bonus

Benefits: Medical/Dental/Vision; 401(k); Group Life/Disability; PTO; Paid Parental Leave