osaicAtlanta, GA
Hybrid Regional Supervision Lead – Finance & Compliance
Hybrid Regional Supervision Lead – Finance & Compliance
Hybrid Regional Supervision Lead – Finance & Compliance
osaicAtlanta, GA
yesterday
Investment Banking and Securities IntermediationPortfolio Management and Investment AdviceMiscellaneous Financial Investment Activities
Apply for this role →Osaic is looking for a Regional Supervision Manager in Atlanta to oversee brokerage and advisory transactions ensuring compliance with firm policies. This role requires working in a hybrid model, with a minimum of 4 days a week in the office.
The ideal candidate will have at least three years of experience in a related role, strong understanding of FINRA regulations, and the necessary securities licenses. Benefits include health, dental, and vision insurance, as well as 401(k) and paid time off.
Also on the board Same function, level within a rung
Level
Mid
Location
Atlanta, GA
Occupation
Financial Managers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday