osaicOakdale, MN
Financial Compliance Surveillance Analyst (Hybrid)
Financial Compliance Surveillance Analyst (Hybrid)
Financial Compliance Surveillance Analyst (Hybrid)
osaicOakdale, MN
2 days ago
Investment Banking and Securities IntermediationMiscellaneous Financial Investment ActivitiesPortfolio Management and Investment Advice
Apply for this role →The Surveillance Analyst at Osaic will conduct field advisor and product activity-based reviews under the Compliance Manager. You will assess trading activity, alerts, and risk indicators to identify potential violations. Role requires a Bachelor's degree or equivalent experience, 2–3 years in financial securities, and strong MS Excel/Word skills. Hybrid in-office schedule at multiple hubs, with a preference for candidates located near Oakdale MN hub.
Also on the board Same function, level within a rung
Level
Mid
Location
Oakdale, MN
Occupation
Compliance Officers
Industry
Investment Banking and Securities Intermediation
Posted
2 days ago