Vice President Internal Audit

Responsibilities: Lead execution of the risk-based internal audit plan across the asset management platform Evaluate effectiveness of internal controls related to financial reporting, operations, and compliance Oversee Registered Investment Adviser (RIA) activities and ensure adherence to regulatory requirements Partner with business leaders and compliance to assess and strengthen control frameworks Manage and execute advisory and strategic internal audit projects Prepare audit reports and present findings to senior management and audit committees Supervise audit engagements, including fieldwork, documentation, and reporting Develop and mentor team members, driving performance and professional growth Manage third-party audit providers where applicable Support adherence to internal auditing standards and best practices

Qualifications: Bachelor’s degree in Accounting, Finance, or related field; CPA preferred (CIA or CFA a plus) 10+ years of experience across public accounting, advisory, or asset management environments Strong background in internal audit, risk management, and regulatory compliance Experience leading audit engagements and managing teams Deep understanding of SEC regulations and the Investment Advisers Act of 1940 Exposure to financial, operational, and IT controls within complex organizations Strong communication skills with experience presenting to senior leadership Analytical mindset with the ability to solve complex problems and drive process improvements Experience leveraging data analytics or technology in audit processes is a plus