Head, Trade Surveillance & Financial Crimes Compliance
Head, Trade Surveillance & Financial Crimes Compliance
moomooJersey City, NJ
yesterday
Miscellaneous IntermediationInvestment Banking and Securities IntermediationFinancial Transactions Processing, Reserve, and Clearinghouse Activities
Apply for this role →Futu US Inc. is seeking a Director of Trade Surveillance & Financial Crimes Compliance to lead the firm’s AML and market-surveillance programs, ensuring compliance with SEC, FINRA, BSA, Patriot Act, OFAC, and related laws.
This role collaborates with Compliance, Risk, Operations, Legal, Technology, and Internal Audit to strengthen governance and risk management across the organization. The ideal candidate will have a decade of experience in trade surveillance and financial crimes, with a track
Also on the board Same function, level within a rung
Level
Manager
Location
Jersey City, NJ
Occupation
Compliance Managers
Industry
Miscellaneous Intermediation
Posted
yesterday