Skip to main content
Regulatory Counsel, Mutual Funds & Compliance

Regulatory Counsel, Mutual Funds & Compliance

cosnfsl apex group fiduciary servicesPortland, ME

3 days ago

Apply for this role (opens in a new tab)
Apex Group is seeking a regulatory practitioner to support 1940 Act mutual funds and trusts, based in Portland, ME. You will prepare filings, board materials, and governance documents, coordinating with clients, law firms, and fund service providers to ensure timely, compliant deliverables. Ideal candidates have a law degree with mutual fund regulatory experience, strong organizational skills, and the ability to multitask in a fast-paced environment.

Also on the board Same function, level within a rung

Level

Senior

Location

Portland, ME

Occupation

Compliance Managers

Industry

Portfolio Management and Investment Advice

Posted

3 days ago

Apply for this role (opens in a new tab)