cosnfsl apex group fiduciary servicesPortland, ME
Regulatory Counsel, Mutual Funds & Compliance
Regulatory Counsel, Mutual Funds & Compliance
Regulatory Counsel, Mutual Funds & Compliance
cosnfsl apex group fiduciary servicesPortland, ME
3 days ago
Portfolio Management and Investment AdviceOffices of LawyersMiscellaneous Financial Investment Activities
Apply for this role (opens in a new tab)Apex Group is seeking a regulatory practitioner to support 1940 Act mutual funds and trusts, based in Portland, ME. You will prepare filings, board materials, and governance documents, coordinating with clients, law firms, and fund service providers to ensure timely, compliant deliverables.
Ideal candidates have a law degree with mutual fund regulatory experience, strong organizational skills, and the ability to multitask in a fast-paced environment.
Also on the board Same function, level within a rung
Level
Senior
Location
Portland, ME
Occupation
Compliance Managers
Industry
Portfolio Management and Investment Advice
Posted
3 days ago