TD Securities (USA) LLC in New York invites a Vice President to lead the trade surveillance team within Compliance. You will oversee regulatory risk management for Fixed Income, Commodities, Options and Futures, guiding a team of specialists and partnering with front office and control functions. The role requires broad product knowledge, strong leadership, and the ability to translate regulatory changes into practical controls.

Also on the board Same function, level within a rung

Level

Manager

Location

Chester, NJ

Occupation

Compliance Managers

Industry

Investment Banking and Securities Intermediation

Posted

yesterday

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