leeds professional resourcesFort Lauderdale, FL
Operations Associate - Broker Dealer
Operations Associate - Broker Dealer
Operations Associate - Broker Dealer
leeds professional resourcesFort Lauderdale, FL
yesterday
Miscellaneous IntermediationInvestment Banking and Securities IntermediationWholesale Trade Agents and Brokers
Apply for this role (opens in a new tab)We are seeking a Operations Associate fluent in English and Spanish to join our client's team! This role will be responsible for opening new accounts and assisting clients and advisors.
Responsibilities:
- The Operations Associate-International will review, process, and monitor new and existing international customer accounts
- This role includes using critical thinking skills, reviewing documents and data, and supporting branch offices to onboard and maintain foreign accounts
- Investigate and review documentation for opening new international accounts, including complex entities
- Processing client requests
- Provide support and guidance to branch offices regarding legal opinions for international jurisdictions and documentation required based on each account type
- Process and update information on existing international accounts to ensure compliance, including data points such as address, phone number, or authorized individuals
- Collaborate with other areas such as AML, Tax Reporting, and legal to ensure documentation and data received align with firm policies and procedures
- Review and monitor daily reports as related to new and existing foreign accounts
- Address branch inquiries and concerns promptly, demonstrating a commitment to excellent client service
Requirements: Prior operations experience in financial services Fluent in English and Spanish
Also on the board Same function, level within a rung
Level
Junior
Location
Fort Lauderdale, FL
Occupation
Brokerage Clerks
Industry
Miscellaneous Intermediation
Posted
yesterday