paralel technologiesDenver, CO
Senior Distribution Compliance Lead - Marketing & Regulations
Senior Distribution Compliance Lead - Marketing & Regulations
Senior Distribution Compliance Lead - Marketing & Regulations
paralel technologiesDenver, CO
today
Investment Banking and Securities IntermediationOther Services Related to AdvertisingAdvertising Material Distribution Services
Apply for this role →Paralel Technologies LLC in the Denver area is seeking a Senior Distribution Compliance Principal to lead the review and approval of marketing and advertising materials for FINRA/SEC compliance in a fast-moving asset management environment.
You will partner with clients and internal teams to sharpen compliance workflows, shape scalable practices, and support regulatory examinations while maintaining high standards of risk management and professional communication.
Also on the board Same function, level within a rung
Level
Lead
Location
Denver, CO
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
today