Senior Distribution Compliance Lead - Marketing & Regulations

Senior Distribution Compliance Lead - Marketing & Regulations

paralel technologiesDenver, CO

today

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Paralel Technologies LLC in the Denver area is seeking a Senior Distribution Compliance Principal to lead the review and approval of marketing and advertising materials for FINRA/SEC compliance in a fast-moving asset management environment. You will partner with clients and internal teams to sharpen compliance workflows, shape scalable practices, and support regulatory examinations while maintaining high standards of risk management and professional communication.

Also on the board Same function, level within a rung

Level

Lead

Location

Denver, CO

Occupation

Compliance Managers

Industry

Investment Banking and Securities Intermediation

Posted

today

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