stonex groupMiami, FL
Designated Principal, Email Surveillance & Compliance
Designated Principal, Email Surveillance & Compliance
Designated Principal, Email Surveillance & Compliance
stonex groupMiami, FL
yesterday
Miscellaneous IntermediationMiscellaneous Financial Investment ActivitiesInvestment Banking and Securities Intermediation
Apply for this role →StoneX Group Inc. in Miami, FL seeks a broker-dealer designated principal for email review and surveillance. The role requires reviewing firm emails across the organization and monitoring electronic communications to ensure compliance.
Requirements include:
2 years in broker dealer supervision, email surveillance experience, and strong communication skills. Education should include a college degree or industry experience plus Series 7, 24 and 63 credentials.
Also on the board Same function, level within a rung
Level
Lead
Location
Miami, FL
Occupation
Compliance Managers
Industry
Miscellaneous Intermediation
Posted
yesterday