abacus groupAlbany, NY
Associate, Enterprise Risk & Controls Manager
$120,000 - $155,000
Apply (opens in a new tab)Associate, Enterprise Risk & Controls Manager
Associate, Enterprise Risk & Controls Manager
abacus groupAlbany, NY
49 days ago
$120,000 - $155,000
Portfolio Management and Investment AdviceCorporate, Subsidiary, and Regional Managing OfficesOther Management Consulting Services
Apply for this role (opens in a new tab)Our client is a diversified financial services technology firm. They seek an Associate, Enterprise Risk & Controls Manager to join their Manhattan, NY office.
Responsibilities:
- Execute SOX compliance, internal audit, and enterprise risk initiatives in partnership with Risk & Controls leadership
- Evaluate the design and operating effectiveness of internal controls across key business processes
- Assess business risks and identify opportunities to strengthen governance, controls, and compliance frameworks
- Document control deficiencies and collaborate with process owners to develop and monitor remediation plans
- Maintain risk and control matrices, process documentation, testing workpapers, and SOX program records
- Perform control testing and prepare supporting documentation for internal and external audit activities
- Track remediation efforts, testing results, and control issues to ensure timely resolution
- Partner with business stakeholders to enhance risk awareness and strengthen the overall control environment
- Prepare reports and status updates on SOX compliance, audit findings, and enterprise risk initiatives for leadership
- Support continuous improvement efforts by identifying opportunities to enhance controls, streamline processes, and improve compliance effectiveness
Requirements:
- 3-6 years of internal audit, external audit, or SOX experience
- Public, private, or combo experience
- Financial services or crypto industry is a plus
- Excellent communication skills
- Detail-oriented and highly analytical
- JobID:47094 Tagged as: Hybrid Remote/Office
Date Posted: Posted on August 6, 2026
Location: Canal St, New York, NY 10013, USA
Job Title: Associate, Enterprise Risk & Controls Manager
Salary: $120,000 - $155,000
Also on the board Same function, level within a rung
Level
Lead
Salary
$120,000 - $155,000
Location
Albany, NY
Occupation
Compliance Managers
Industry
Portfolio Management and Investment Advice
Posted
49 days ago