vanguard groupRichland Center, WI
Hybrid Director, Compliance & Regulatory Affairs
Hybrid Director, Compliance & Regulatory Affairs
Hybrid Director, Compliance & Regulatory Affairs
vanguard groupRichland Center, WI
yesterday
Investment Banking and Securities IntermediationOther Management Consulting ServicesMiscellaneous Financial Investment Activities
Apply for this role →Vanguard is seeking an experienced compliance leader to develop and maintain an effective program for advisory activities, services and products. You will partner with business leaders to ensure regulatory alignment and risk mitigation across the organization.
You will lead regulatory visits, exams and investigations, identify corrective actions for complex issues, and serve as a trusted expert on compliance matters. Hybrid work supports collaboration and ongoing learning.
Also on the board Same function, level within a rung
Level
Manager
Location
Richland Center, WI
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday