Expert Networks Compliance

Pay Range: $120,000.00/yr - $200,000.00/yrLocation: New York, NYReferrals increase your chances of interviewing at Goodman Masson by 2x.

Responsibilities: Serve as a lead of the expert networks team, managing requests and analyzing information. Review and approve expert network requests from investment team members. Chaperone expert network calls, documenting and tracking all calls and meeting notes. Analyze material non‑public information and carry out vetting procedures. Work closely with expert network vendors. Update Compliance policies and procedures regarding expert network policies. Conduct new hire and annual compliance trainings. Assist the Director, Senior Compliance Counsel on data/research compliance matters. Handle compliance inquiries and provide oversight and guidance to the investment and non‑investment staff. Assist the team on the Compliance Annual review process. Support the Compliance Department with ongoing regulatory requirements and enforce Compliance policies. Escalate matters to Compliance management as necessary. Participate in ad‑hoc requests as needed.

Qualifications: Bachelor’s Degree required.5‑7+ years of Compliance experience. Experience managing processes and workflows. Compliance or legal experience with an investment adviser or broker‑dealer. Strong organizational and research skills. Seniority Level Mid‑Senior level Employment Type Full‑time Job Function Finance

Benefits: Medical insurance, 401(k).