chardan capital marketsNew York, NY
Director of Compliance & Regulatory Strategy
Director of Compliance & Regulatory Strategy
Director of Compliance & Regulatory Strategy
chardan capital marketsNew York, NY
yesterday
Investment Banking and Securities IntermediationCommercial BankingMiscellaneous Financial Investment Activities
Apply for this role →Chardan is an independent global investment bank based in New York City seeking an experienced compliance professional to serve as Director, Senior Compliance Officer and strategic partner to the Chief Compliance Officer.
You will help oversee the Firm's broker-dealer and investment adviser compliance programs and provide regulatory guidance across Investment Banking, Capital Markets, Research, Sales & Trading, and other initiatives.
Also on the board Same function, level within a rung
Level
Manager
Location
New York, NY
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday