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Madison-Davis, LLC is seeking an experienced Compliance Officer to oversee regulatory compliance across its trading activities. The role combines hands-on desk advisory, surveillance oversight, and program development. The ideal candidate will have deep knowledge of U.S. securities regulations, experience supporting investment professionals, and the ability to enhance trading controls in a fast-paced environment.

Also on the board Same function, level within a rung

Level

Senior

Location

New York, NY

Occupation

Compliance Officers

Industry

Investment Banking and Securities Intermediation

Posted

yesterday

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