madisondavisNew York, NY
Senior Trading Compliance Advisor
Senior Trading Compliance Advisor
Senior Trading Compliance Advisor
madisondavisNew York, NY
yesterday
Investment Banking and Securities IntermediationPortfolio Management and Investment AdviceMiscellaneous Financial Investment Activities
Apply for this role (opens in a new tab)Madison-Davis, LLC is seeking an experienced Compliance Officer to oversee regulatory compliance across its trading activities. The role combines hands-on desk advisory, surveillance oversight, and program development.
The ideal candidate will have deep knowledge of U.S. securities regulations, experience supporting investment professionals, and the ability to enhance trading controls in a fast-paced environment.
Also on the board Same function, level within a rung
Level
Senior
Location
New York, NY
Occupation
Compliance Officers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday