icapital networkSalt Lake City, UT
VP, Regulatory & Investor Onboarding — Remote Fridays
VP, Regulatory & Investor Onboarding — Remote Fridays
VP, Regulatory & Investor Onboarding — Remote Fridays
icapital networkSalt Lake City, UT
yesterday
Compliance ManagersSecurities, Commodities, and Financial Services Sales AgentsInvestment Fund Managers
Investment Banking and Securities IntermediationPortfolio Management and Investment AdviceMiscellaneous Financial Investment Activities
Apply for this role →iCapital Network is seeking a Vice President for Investor Onboarding and Regulatory Review in Salt Lake City, UT. You will lead a team reviewing investor subscription materials to ensure compliance with the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933, the Exchange Act, and FINRA rules.
You will manage client engagements, coordinate with fund sponsors and law firms, and drive reporting on investor subscriptions and deadlines.
Also on the board Same function, level within a rung
Level
Manager
Location
Salt Lake City, UT
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday