baruponLiberty, TX
Senior Securities Compliance Lead for Capital Raising
Senior Securities Compliance Lead for Capital Raising
Senior Securities Compliance Lead for Capital Raising
baruponLiberty, TX
11 days ago
Securities, Commodities, and Financial Services Sales AgentsInvestment Fund ManagersCompliance Managers
Investment Banking and Securities IntermediationMiscellaneous Financial Investment ActivitiesPortfolio Management and Investment Advice
Apply for this role →BaRupOn LLC in Liberty, Texas seeks a Securities Compliance Officer to oversee capital-raising compliance, investor disclosures, and securities law adherence across federal, state, and international contexts.
The role requires a deep understanding of Regulation D and private placements, with experience in SPVs and infrastructure finance, plus excellent written communication and risk assessment skills to support ongoing fundraising efforts.
Also on the board Same function, level within a rung
Level
Senior
Location
Liberty, TX
Occupation
Securities, Commodities, and Financial Services Sales Agents
Industry
Investment Banking and Securities Intermediation
Posted
11 days ago