Compliance Manager / Director

DUTIES AND RESPONSIBILITIES: Support and/or serve as the designated Chief Compliance Officer for investment trusts administered by Nottingham; Maintain regulatory compliance calendars; Attend Board meetings, present reports to the Boards and interact with Boards between meetings; Develop, maintain and implement/oversee the maintenance and implementation of the Trusts' compliance manuals and related policies and procedures; Perform annual due diligence reviews and testing of the Trusts' Advisors and Sub-Advisors; Manage code of ethics processes and reporting for Trustees and Officers; Provide real-time guidance to clients and internal operational teams regarding 1940 Act compliance issues; Assist with and participate in regulatory examinations; Monitor and proactively communicate regulatory developments. Assist in the implementation of changes in relation to regulatory developments.

KNOWLEDGE AND SKILLS: Knowledge of the Investment Company Act of 1940, the Investment Advisers Act of 1940, the Securities Act of 1933 and the Securities Exchange Act of 1934; Strong written and oral communication skills; Client service mindset; Ability to multi-task and prioritize in a fast paced environment; Strong attention to detail; Ability to work effectively as a self-started and within a team environment; Ability to work with a sense of urgency to meet deadlines and prioritize issues and tasks; Effective problem solving and organizational skills.

QUALIFICATIONS: Meaningful experience with 1940 Act compliance; Hands on compliance experience with a registered investment trust, investment advisor to 1940 Act funds, or a fund service provider is preferred; Seniority level Mid-Senior level Employment type Full-time Job function Legal