saxon globalLake Dallas, TX
SD Compliance Capital Markets SME
SD Compliance Capital Markets SME
SD Compliance Capital Markets SME
saxon globalLake Dallas, TX
2 days ago
Investment Banking and Securities IntermediationMiscellaneous IntermediationOther Management Consulting Services
Apply for this role (opens in a new tab)Job TitleRequirements 1015 years of experience in SD Compliance and Capital Markets regulatory complianceStrong expertise in regulatory compliance, risk management, and control assessment frameworksDemonstrated proficiency in gap analysis, requirements gathering, and process analysisExperience conducting control assessments and developing remediation strategiesExcellent stakeholder management and communication skills across multiple business functionsStrong documentation skills; ability to prepare clear compliance procedures, control evidence, and reports
Also on the board Same function, level within a rung
Level
Manager
Location
Lake Dallas, TX
Occupation
Compliance Managers
Industry
Investment Banking and Securities Intermediation
Posted
2 days ago