Deputy Chief Compliance Officer – Wealth & Brokerage
Deputy Chief Compliance Officer – Wealth & Brokerage
stonex groupWinter Park, FL
yesterday
Investment Banking and Securities IntermediationPortfolio Management and Investment AdviceMiscellaneous Financial Investment Activities
Apply for this role →StoneX Group Inc. in Winter Park, FL, seeks a Deputy Chief Compliance Officer to lead compliance across broker-dealer and investment advisory operations.
You will design, implement, and oversee programs, coordinating reviews and regulatory submissions while guiding a team in a fast-paced, regulated environment. The ideal candidate brings extensive regulatory knowledge, strong communication, and advanced Excel skills.
Also on the board Same function, level within a rung
Level
Manager
Location
Winter Park, FL
Occupation
Compliance Officers
Industry
Investment Banking and Securities Intermediation
Posted
yesterday