Head of Regulatory Affairs & Examinations
Head of Regulatory Affairs & Examinations
chris bailyNew York, NY
yesterday
Regulation, Licensing, and Inspection of Miscellaneous Commercial SectorsExecutive Search ServicesEmployment Placement Agencies
Apply for this role →Confidential Search Solutions (CSS) is conducting a confidential search for Head of Regulatory Affairs & Examinations, a senior role in a payroll, benefits, and financial services organization. The successful candidate will own examinations, regulator relationships, and supervisory processes across multiple jurisdictions.
You will coordinate with state regulators, FINRA, and the SEC; manage examinations from initiation to closure; and work with Legal, Risk, Product, Engineering, and business
Also on the board Same function, level within a rung
Level
Manager
Location
New York, NY
Occupation
Regulatory Affairs Managers
Industry
Regulation, Licensing, and Inspection of Miscellaneous Commercial Sectors
Posted
yesterday