Legal And Compliance Associate

Overview: Provide strategic legal counsel for private and registered credit funds, ensuring compliance with regulatory standards and supporting organizational growth. Collaborate with executive teams to develop and implement legal frameworks aligned with business objectives. Focus on fund formation, governance, and operations, delivering expert legal guidance for structured credit products. Advise on domestic and international distribution strategies, addressing legal and compliance considerations effectively. Develop and refine policies and procedures in partnership with compliance teams to ensure regulatory adherence. Monitor evolving regulatory landscapes, providing proactive advice on legal risks and opportunities. Manage relationships with external counsel and service providers, ensuring seamless legal support. Contribute to a dynamic platform by addressing complex legal challenges and driving impactful solutions.

Key Responsibilities & Duties: Provide comprehensive legal support to investment, operations, and compliance teams, addressing diverse legal matters. Ensure compliance with securities laws, including the Investment Company Act and related regulations. Support structuring, formation, and management of investment funds and credit products, ensuring legal integrity. Review and negotiate fund documentation, including offering memoranda and agreements, ensuring accuracy and compliance. Assist with compliance analysis of conflicts, trade restrictions, and governance matters to mitigate risks. Provide guidance on regulatory considerations for fund marketing and distribution, ensuring adherence to legal standards. Collaborate with compliance teams to develop and maintain robust policies and procedures for regulatory compliance. Monitor regulatory developments, advising on emerging legal risks and opportunities for the organization.

Job Requirements: J.D. from an accredited law school with admission to a U.S. state bar.4-6 years of legal experience, ideally in credit-related fund strategies and investment management. Strong knowledge of the Investment Advisers Act and Investment Company Act, with practical application experience. Experience with private fund formation and credit-related investment documentation, showcasing analytical and drafting skills. Familiarity with SEC compliance requirements and regulatory filings, ensuring adherence to legal standards. Excellent drafting, negotiation, and analytical skills, with a proven ability to address complex legal matters. Ability to work independently while collaborating effectively across diverse business teams. Preferred experience at a leading law firm or asset manager, showcasing industry expertise.