Regulatory Trade Surveillance Analyst

TD Bank, N.A. in Greenville, SC is seeking a Central Supervision Analyst to provide FINRA and SEC regulatory oversight within TD Private Client Wealth. You will perform trade surveillance and monitor electronic communications, escalating findings to field supervision. The role requires 5+ years brokerage experience and relevant licenses such as FINRA Series 7/24 (or 9/10). Proficiency with surveillance platforms like FIS SCCM, Smarsh, and Global Relay is preferred.