universa investments lpFort Lauderdale, FL
Compliance Operations Manager
Compliance Operations Manager
Compliance Operations Manager
universa investments lpFort Lauderdale, FL
today
Miscellaneous Financial Investment ActivitiesPortfolio Management and Investment AdviceMiscellaneous Intermediation
Apply for this role (opens in a new tab)Universa Investments L.P. is seeking a Compliance Manager to oversee the day-to-day operation of the firm's compliance program under the direction of the Chief Compliance Officer.
The role emphasizes execution, monitoring, documentation, and regulatory filing with final policy decisions resting with the CCO. The candidate will manage trade- and client-related compliance tasks, maintain regulatory calendars, and coordinate independent testing, analytics, and filings to support robust, compliant
Also on the board Same function, level within a rung
Level
Mid
Location
Fort Lauderdale, FL
Occupation
Compliance Managers
Industry
Miscellaneous Financial Investment Activities
Posted
today