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Universa Investments L.P. is seeking a Compliance Manager to oversee the day-to-day operation of the firm's compliance program under the direction of the Chief Compliance Officer. The role emphasizes execution, monitoring, documentation, and regulatory filing with final policy decisions resting with the CCO. The candidate will manage trade- and client-related compliance tasks, maintain regulatory calendars, and coordinate independent testing, analytics, and filings to support robust, compliant

Also on the board Same function, level within a rung

Level

Mid

Location

Fort Lauderdale, FL

Occupation

Compliance Managers

Industry

Miscellaneous Financial Investment Activities

Posted

today

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