qualstaff resourcesSan Diego, CA
Security Compliance Analyst
$35.00 - $47.00 per hour
Apply →Security Compliance Analyst
Security Compliance Analyst
qualstaff resourcesSan Diego, CA
2 days ago
$35.00 - $47.00 per hour
Portfolio Management and Investment AdviceInvestment Banking and Securities IntermediationCommercial Banking
Apply for this role →Compliance Analyst/Internal Audit Assoc – Financial Services IndustryQUICK FACTS
Location: La Jolla, CA (Hybrid work schedule)
Pay range: $35-47/hr (DOE)
Duration:
6 months with potential to extendEXPERIENCE/EDUCATION YOU WILL NEED2+ years of experience in compliance, and internal auditing within the financial services industry. Bachelor's degree in Finance, Accounting, Business Administration, or related field. Advanced degree or professional certification (e.g., CPA, CIA, CFE) preferred. Knowledge of regulatory and audit frameworks, including SEC, IIA audit standards and requirements. Excellent communication and interpersonal skills, with the ability to effectively communicate findings and recommendations to stakeholders at all levels of the organization. MAIN DUTIES OF THE JOBSupport the Enterprise Risk Manager with the administration of the firm's internal audit. Assist with internal audit testing, live observation meetings & gather documentation. Handle administrative tasks related to implementing and administering all aspects ofinternal audit. The company is an equal opportunity employer committed to providing employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion, sex, national origin, age or disability, or any other class protected by Federal, State or local laws.
Also on the board Same function, level within a rung
Level
Senior
Salary
$35.00 - $47.00 per hour
Location
San Diego, CA
Occupation
Compliance Officers
Industry
Portfolio Management and Investment Advice
Posted
2 days ago