Trade Surveillance VP: Market Abuse & Risk Oversight
Trade Surveillance VP: Market Abuse & Risk Oversight
morgan stanleyDallas, TX
yesterday
Securities, Commodities, and Financial Services Sales AgentsGambling Surveillance Officers and Gambling InvestigatorsCompliance Managers
Investment Banking and Securities IntermediationSecurities and Commodity ExchangesPortfolio Management and Investment Advice
Apply for this role →Morgan Stanley is seeking an experienced surveillance professional to own market abuse surveillance across assigned products and regions. You will escalate and guide Level 1 analysts and partner with Compliance, Legal, Operations and Technology to strengthen controls and respond to regulatory inquiries. You will work with NASDAQ SMARTS and Trading Hub to design scenarios, assess trading activity, and deliver insight through analytics and presentations.
Also on the board Same function, level within a rung
Level
Senior
Location
Dallas, TX
Occupation
Securities, Commodities, and Financial Services Sales Agents
Industry
Investment Banking and Securities Intermediation
Posted
yesterday