virtual vocationsDenver, CO
US Licensed Senior Legal Counsel
US Licensed Senior Legal Counsel
Apply for this role (opens in a new tab)To support a growing legal team, the full-time US Licensed Senior Legal Counsel will advise on registered investment adviser matters and US securities regulation, draft and negotiate commercial agreements, and review marketing materials for regulatory compliance, all while working remotely.
Key responsibilities:
Advise on RIA matters and US securities and derivatives regulation
Draft, negotiate, and manage commercial agreements with various financial partners
Support US licensing initiatives and ensure regulatory compliance in marketing materials
Required qualifications:
Juris Doctor (JD) from an accredited US law school and active admission to a US state bar
5+ years of in-house experience at a US-regulated financial institution
Background with SEC and CFTC rules and regulations
Experience in contract negotiation and US licensing matters
Strong drafting and negotiation skills in English
Also on the board Same function, level within a rung
Level
Senior
Location
Denver, CO
Occupation
Lawyers
Industry
Offices of Lawyers
Posted
today