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This IR role will cover their private wealth channel and investor services group.
Principal Responsibilities: Oversee daily operations of transfer agents and service providers, ensuring a seamless execution of transaction processes, reflecting quality and brand reputation including client statement reporting, tax generation, compliance, cash reconciliation, etc. Support the operational onboarding of Funds to global service providers and distribution platforms, by coordinating with firm-wide working groups and cross functional teams (Legal, Sales, Product and Marketing) Investigate and resolve day-to-day operational queries, Not in Good order trades, and incidents across the entire range of services provided by the TA. Engage with transfer agent to resolve open issues and maintain issues log to monitor for thematic trends. Field operational inquiries from financial advisors and internal sales teams regarding investment offerings Requirements  Bachelor’s degree required, 2+ years in a private wealth role, alternatives coverage teams, or inside sales/wealth coverage from the banks

Also on the board Same function, level within a rung

Level

Senior

Location

Glens Falls, NY

Occupation

Securities, Commodities, and Financial Services Sales Agents

Industry

Portfolio Management and Investment Advice

Posted

2 days ago

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