Broker-Dealer Compliance Principal (Email Surveillance)

Broker-Dealer Compliance Principal (Email Surveillance)

stonex groupWinter Park, FL

yesterday

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StoneX Group Inc. is seeking a broker-dealer designated principal email review professional to join Institutional operations. You will review email communications and monitor social media to ensure compliance across the firm. The role requires 2 years of broker-dealer supervision experience, email surveillance expertise, and strong communication skills. Educational requirements include a college degree or equivalent industry experience, plus Series 7/24/63 licenses.

Also on the board Same function, level within a rung

Level

Senior

Location

Winter Park, FL

Occupation

Compliance Officers

Industry

Miscellaneous Intermediation

Posted

yesterday

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Broker-Dealer Compliance Principal (Email Surveillance) at stonex...