Strategic Compliance Lead - Investment Advisers

A financial advisory firm in Minneapolis is seeking a Compliance Officer to manage their compliance program across advisory and private fund operations. The candidate should have 5–7 years of experience in compliance, a Bachelor's degree in finance or related field, and strong knowledge of SEC regulations. Responsibilities include overseeing regulatory filings, supporting SEC examinations, and ensuring effective compliance training. Benefits include comprehensive healthcare, a company-funded ESOP, and generous PTO.